This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager. Dismiss

Smaller UK asset managers warned over conflicts of interest

( May 8, 2025, 12:03 GMT | Official Statement) -- MLex Summary: A regulatory review of UK asset managers that are handling assets below 1 billion pounds has determined that most are meeting expectations. But the Financial Conduct Authority has warned that “many” had ineffective conflict-of-interest management arrangements, singling out smaller firms where senior staff held more than one role. Firms should keep an accurate register of conflicts, the regulator said, and where they cannot be avoided they must be clearly disclosed to investors. Statement below, review attached. ...

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login

Documents

Related Sections