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Financial Services

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Skouris set to chair EU judges' vetting committee November 27, 2025 | Jean Comte

Vassilios Skouris is set to be appointed president of the seven-strong committee tasked with evaluating candidates for EU judges positions, according to a document seen by MLex. The consultative body, whose op... (more story)

UK investors welcome three-year exemption from duty on new London shares November 26, 2025 | Sofia Gerace

The UK government has announced an exemption from paying a duty for buying shares in companies for three years after they are first listed on the London Stock Exchange, a move investor groups said would encour... (more story)

Former Jefferies employee charged in UK insider dealing case November 26, 2025 | Martin Coyle

A former Jefferies International employee has been charged with insider trading by the UK’s financial regulator after allegedly passing secret takeover information to a close friend. 

UK's Reeves cuts savings account's cash limit to boost stock market investment November 26, 2025 | Sofia Gerace

The UK government has announced a reduction in the annual limit for cash ISAs — the country’s most popular individual savings accounts, in a move aimed at encouraging savers to shift more of their money into t... (more story)

Large banks relieved of some capital requirements by US regulators November 26, 2025 | Neil Roland

A rule to ease capital requirements on large banks was approved on Tuesday by the three US federal banking regulators. The Federal Reserve, the Federal Deposit Insurance Corporation and the Office of the Compt... (more story)

EU retail investment package negotiators target a deal in December November 25, 2025 | Fanny Roux

Talks on an EU retail investment plan on Tuesday did not result in an agreement, but this fifth negotiating meeting between EU lawmakers and EU governments laid the groundwork for a political agreement on a fi... (more story)

WHSmith faces 'engagement' with UK regulator following US accounting issues November 25, 2025 | Martin Coyle and Sofia Gerace

UK retailer WHSmith is facing questions from the country’s financial regulator following US accounting issues earlier in the year that saw tens of millions of dollars wiped off the value the company. The Finan... (more story)

EU securitization revamp edges closer as governments align over prudential rules November 25, 2025 | Fanny Roux

EU governments debating a revamp of the bloc's securitization framework are closer to a common stance on the proposal, after national experts reached an understanding on prudential rules on Monday, MLex has le... (more story)

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EU's executive braces for capital markets showdown with member states November 27, 2025 | Fanny Roux

A recent rap on the knuckles for EU countries over enforcing market rules is yet another signal of the European Commission's determination to defend better integrated capital markets. While the EU's executive ... (more story)

New UK bond transparency regime hampered by trading tape delivery gap November 27, 2025 | Sofia Gerace

New rules requiring greater disclosure of bond trades take effect in the UK on Dec. 1. But a legal dispute over the rights to operate the country's first consolidated feed of bond trading data threatens to und... (more story)

Fraud prosecutor could win out if latest plan to slash UK jury trials is realized November 26, 2025 | Martin Coyle

UK ambitions to remove juries from trials of all but the most serious cases have met sharp criticism from lawyers, but calls for judge-only trials are nothing new, and for complex fraud cases there has long be... (more story)

TD targeted its compliance efforts on innocent Chinese workers, US lawsuit says November 20, 2025 | Samuel Rubenfeld

As TD Bank cooperated with US authorities amid an investigation into suspected money laundering, the Canadian lender began to enforce its compliance program in a way that “intentionally targeted and disproport... (more story)

Attempt to bolster EU markets watchdog aims to be bold but avoid overreach November 20, 2025 | Fanny Roux

The draft of a plan to strengthen the EU's markets watchdog suggests it will get direct supervisory powers over significant clearing houses, trade repositories, trading venues, central securities depositories ... (more story)

Clock ticking on hunt for new UK banking watchdog chief November 18, 2025 | Sofia Gerace

The race to find Britain’s next top banking watchdog is entering its final days, with applications closing next Monday for the top role overseeing the stability of the UK’s financial system. The appointment is... (more story)

Centrist EPP may be weighing vote with far-right on EU Parliament green rules November 12, 2025 | Eleonora Rinaldi

There are renewed concerns that the center-right European People’s Party, the largest party in the European Parliament, will again side with far-right political parties in a vote on legislation involving corpo... (more story)

Euronext’s Greek deal to test ease of stock exchange consolidation across borders November 04, 2025 | Jean Comte and Andrew Boyce

Euronext has launched an all-share offer on the Greek stock exchange, hoping to add to its EU-wide portfolio of exchanges. The move doesn't need competition approval, has been welcomed by the Greek finance min... (more story)