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US SEC assessing dividing line for investment advisers under its authority, Uyeda says

( April 8, 2025, 19:39 GMT | Official Statement) -- MLex Summary: Mark Uyeda, the acting chair of the US Securities and Exchange Commission, said the agency is re-evaluating the threshold at which mid-sized investment advisers must register with the SEC instead of a state. Under the 2010 Dodd-Frank Act, the SEC has responsibility for advisers with over $100 million in assets under management. Congress intended the SEC to focus its resources on larger advisers, he said, so the legislation gave the regulator  authority to raise the threshold.Statement follows below:...

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