This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager. Dismiss

UK financial watchdog 'improves' disclosure processes after judges' censure in Julius Baer case

By Phoebe Seers ( November 11, 2024, 16:47 GMT | Insight) -- The UK’s financial markets watchdog has made changes to its disclosure processes following criticism from a judge that it failed to disclose a key document in proceedings brought against three former Julius Baer employees that weakened its case. The Financial Conduct Authority conducted a review and now says it will take a "broader" approach to enforcement that doesn't only focus on identifying potentially undermining material.The UK’s financial markets watchdog has made changes to its disclosure processes following criticism from a judge that it failed to disclose a key document in proceedings brought against three former Julius Baer employees. ...

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections