This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager. Dismiss

Regulated firms still exhibit poor understanding of vulnerability, UK FCA says

( October 24, 2024, 15:01 GMT | Official Statement) -- MLex Summary: Investment and wealth management firms still display a poor understanding of customer vulnerability, a UK Financial Conduct Authority official said today. A quarter of portfolio managers and half of stockbroking firms report they have no vulnerable clients at all, Graeme Reynolds, FCA director of competition, said. The FCA wants to see firms put processes in place to recognize those who may need more help. “This applies to all firms – with or without direct client engagement,” Reynolds said.  Statement below....

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections