This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager.
Dismiss

​SEC staff provides new economic analysis on fund derivatives limit proposal

( November 1, 2016, 22:01 GMT | Official Statement) -- MLex Summary: US Securities and Exchange Commission staff published additional economic analysis related to the agency’s proposed rule to limit and manage mutual funds’ and exchange-traded funds’ use of derivatives. The analysis seeks to help evaluate public comments suggesting derivatives limitations  be based on risk-adjusted gross notional exposure, and that an asset segregation requirement should permit some liquid assets to be segregated against a fund’s derivatives exposures, subject to appropriate haircuts.Statement below. Please see attached memo....

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login

Documents