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US SEC probing muni-bond underwriters after filing first charges for certain disclosure breach

By Neil Roland ( September 13, 2022, 20:30 GMT | Insight) -- The US Securities and Exchange Commission is investigating brokerages that underwrite municipal bonds after filing its first charges for violations of a certain offering-disclosure requirement. The firms charged today were Oppenheimer, BNY Mellon, TD Securities and Jefferies for alleged violations since 2017.The US Securities and Exchange Commission is investigating brokerages that underwrite municipal bonds after filing its first charges for violations of a certain offering-disclosure requirement....

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