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Silver Edge Financial, Equity Acquisition, their owners to pay $7.3 million to settle US SEC charges of failing to register as broker-dealers

( March 3, 2023, 15:56 GMT | Official Statement) -- MLex Summary: Silver Edge Financial and owner Daniel Mackle Sr., and Equity Acquisition and its owner, Carsten Klein, agreed to pay a total of $7.3 million to settle US Securities and Exchange Commission charges of unregistered broker-dealer activity. The activity related to their sales of interests in shares of pre-initial public offering companies. Document follows:...

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