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FCA fines, bars Financial Group's ex-compliance officer for failings

( March 13, 2015, 17:20 GMT | Official Statement) -- MLex Summary: The Financial Conduct Authority has banned and fined Stephen Bell, the former compliance network director of Financial Group, for failing to implement adequate compliance controls and systems for clients and their businesses. The FCA fined Bell 33,800 British pounds at a 30 percent discount, as Bell agreed to settle the matter in the early stages of the investigation.The following text is a statement. The final notice can be found in the attachment below the text....

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