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SEC, Finra to hold compliance outreach program for broker-dealers in July

( May 8, 2015, 18:44 GMT | Official Statement) -- MLex Summary: The US Securities and Exchange Commission and the Financial Industry Regulatory Authority have opened registration for their national compliance outreach program for broker-dealers. The program will be held on July 14 in Washington and will focus on SEC and Finra priorities, as well as cybersecurity, anti-money laundering, supervision and sales practices.Statement follows in full....

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