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NinjaTrader settles with US CFTC for supervision failures

( September 23, 2024, 20:05 GMT | Official Statement) -- MLex Summary: NinjaTrader Clearing has agreed to a settlement with the US Commodity Futures Trading Commission to resolve allegations that it failed to have adequate policies and procedures governing the emergency handling of accounts and did not exercise sufficient oversight over its employees’ handling of accounts. The order requires NinjaTrader to pay a $750,000 civil monetary penalty and pay restitution in the amount of $233,425.Statement and document follow below:...

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