This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager.
Dismiss

US SEC adopts reporting enhancements for registered investment companies, gives guidance on open-end fund liquidity risk management programs

( August 28, 2024, 16:06 GMT | Official Statement) -- MLex Summary: The US Securities and Exchange Commission adopted amendments to reporting requirements to provide the commission and investors with more timely information about certain registered investment companies. The amendments also will triple the amount of data available to investors in a given year, enhancing investors’ ability to review and monitor information about their funds’ portfolios. In addition, the commission adopted reporting amendments and provided guidance related to open-end fund liquidity risk management program requirements.Statement and documents follow below:...

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login