This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager. Dismiss

SEC charges Harman International Industries executive with insider trading

( February 5, 2016, 22:30 GMT | Official Statement) -- MLex Summary: The US Securities and Exchange Commission on Friday charged Dennis Wayne Hamilton, an executive at Connecticut-based electronics company Harman International Industries, with insider trading in the firm's stock. The SEC alleges that Hamilton made more than $130,000 in illegal profits by trading on nonpublic information he learned of in his role as Harman's vice president of tax, ahead of a 2014 quarterly earnings release. In a parallel action, the US Attorney's Office for the District of Connecticut announced criminal charges against Hamilton.Statement follows in full. Also see document below....

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login

Documents

Related Sections