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Three broker-dealers to pay more than $6 million in penalties for providing deficient 'blue sheet data'

( December 10, 2018, 20:04 GMT | Official Statement) -- MLex Summary: The US Securities and Exchange Commission today announced that three broker-dealers have agreed to pay more than $6 million to settle charges of providing the SEC with incomplete and inaccurate securities trading information. According to the SEC’s orders, Citadel Securities, Natixis Securities Americas, and MUFG Securities Americas each made numerous deficient blue-sheet submissions.Statement follows in full. Also see document below. ...

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