This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager.
Dismiss

US securities exchanges would be barred from offering volume-based discounts to brokers under SEC proposal

By Neil Roland ( October 18, 2023, 19:54 GMT | Insight) -- The US Securities and Exchange Commission is seeking to level the playing field among large broker-dealers and their smaller competitors by prohibiting securities exchanges from offering volume-based discounts. Exchanges generally charge brokers net trading fees or pay rebates that vary with brokers’ trading volume.The US Securities and Exchange Commission is seeking to level the playing field among large broker-dealers and their smaller competitors by prohibiting securities exchanges from offering volume-based discounts....

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login