This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager. Dismiss

U.S. Securities and Exchange Commission: Oppenheimer Funds to pay $35 million settlement over exposure to commercial mortgage-backed securities

( June 6, 2012, 20:34 GMT | Official Statement) -- MLex Summary: Oppenheimer Funds will pay a $35 million to the U.S. Securities and Exchange Commission over allegations that its sales unit made misleading statements about its exposure to commercial mortgage-backed securities in two bond funds.Statement follows in full:...

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login