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​ASIC annual report highlights enforcement actions

( October 31, 2016, 04:00 GMT | Official Statement) -- MLex Summary: The Australian Securities and Investments Commission’s newly released annual report reveals it conducted 1,441 high-intensity surveillances and completed 175 investigations in 2015-16, leading to 22 criminal convictions and the jailing of 13 people. In total, the corporate watchdog banned or restricted 136 people or companies from providing financial services, issued 109 infringement notices worth a total of A$2.3 million ($1.75 million), and secured A$1.3 million in civil penalties. The front part of the annual report is attached and the full version can be found here. ...

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