This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager. Dismiss

SEC seeking to adopt capital, margin requirements for derivative dealers this year: Piwowar

By Neil Roland ( October 17, 2016, 21:20 GMT | Insight) -- Mary Jo White, head of the US Securities and Exchange Commission, is pushing for adoption of capital and margin requirements for derivative dealers by the end of the year, Commissioner Michael Piwowar said. Finalization of the plan is aimed at enabling dealers to start reporting security-based derivatives trades next year.Mary Jo White, head of the US Securities and Exchange Commission, is pushing for adoption of capital and margin requirements for derivative dealers by the end of the year, Commissioner Michael Piwowar said....

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections