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Appointed Representatives regime tightened by UK FCA after Greensill scandal

By Fiona Maxwell ( August 3, 2022, 10:37 GMT | Insight) -- Authorized financial services companies that choose to take on the responsibility of Appointed Representatives — unregulated firms or individuals undertaking regulated activities — will need to follow several tougher requirements to ensure the unregulated firm poses no risks to consumer safety. The FCA today set out final amendments to its AR regime, which is being strengthened following the collapse of Greensill Capital.A regime used by Greensill Capital that allows firms to undertake certain regulated activities without being authorized will be tightened in the UK, the financial regulator said today....

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