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Some UK asset managers aren't following Mifid II product rules, FCA finds

( February 26, 2021, 13:20 GMT | Official Statement) -- MLex Summary: Asset managers risk investor harm because some aren't following product-governance rules in the revised Markets in Financial Instruments Directive, the UK’s Financial Conduct Authority has found. The FCA said it would consider taking action if it found breaches of its rules, after undertaking a review looking at how asset-management companies consider the Mifid II product-governance regime when providing products to clients. The regulator will likely undertake further work, it said today, including whether further changes to rules are needed.The review is attached....

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