This is the new MLex platform. Existing customers should continue to use the existing MLex platform until migrated.
For any queries, please contact Customer Services or your Account Manager.
Dismiss

BofA's limited waiver from 'bad actor' rule supported by SEC's Stein

( December 4, 2014, 17:52 GMT | Official Statement) -- MLex Summary: US Securities and Exchange Commissioner Kara Stein said she was "extremely pleased" to support an order granting Bank of America and its Merrill Lynch brokerage unit a waiver from the SEC's "Bad Actors" rule, saying that the waiver is for a limited time and was granted only if certain conditions were met.Statement follows in full....

Prepare for tomorrow’s regulatory change, today

MLex identifies risk to business wherever it emerges, with specialist reporters across the globe providing exclusive news and deep-dive analysis on the proposals, probes, enforcement actions and rulings that matter to your organization and clients, now and in the longer term.


Know what others in the room don’t, with features including:

  • Daily newsletters for Antitrust, M&A, Trade, Data Privacy & Security, Technology, AI and more
  • Custom alerts on specific filters including geographies, industries, topics and companies to suit your practice needs
  • Predictive analysis from expert journalists across North America, the UK and Europe, Latin America and Asia-Pacific
  • Curated case files bringing together news, analysis and source documents in a single timeline

Experience MLex today with a 14-day free trial.

Start Free Trial

Already a subscriber? Click here to login