Guotai Junan Securities reprimanded, fined by Hong Kong's SFC over client identity lapses
MLex Summary: Hong Kong's Securities and Futures Commission has reprimanded and fined a Hong Kong-based brokerage, Guotai Junan Securities (Hong Kong) Limited, HK$1.3 million ($167,350) for non-compliance with regulatory requirements relating...To view the full article, register now.
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