Stifel, Nicolaus & Co., BMO to pay $4.65 million for providing inaccurate securities trading data to SEC
MLex Summary: Stifel, Nicolaus & Co. agreed to pay $2.7 million, and BMO Capital Markets agreed to pay $1.95 million, to settle US Securities and Exchange Commission charges that the brokerages provided incomplete...To view the full article, register now.
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